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Uniform Application
for Investment Adviser Registration
This part of Form ADV gives information about the investment adviser
and its business for the use of clients. The information has not been
approved or verified by any governmental authority.
Table of Contents
1. Advisory Services and Fees
2. Types of Clients
3. Types of Investments
4. Methods of Analysis, Sources of Information
and Investment Strategies
5. Education and Business Standards
6. Education and Business Background
7. Other Business Activities
8. Other Financial Industry Activities or Affiliations
9. Participation or Interest in Client Transactions
10. Conditions for Managing Accounts
11. Review of Accounts
12. Investment or Brokerage Discretion
13. Additional Compensation
14. Balance Sheet
Continuation Sheet . . . . . . . . . . . .
. . Schedule F
Balance Sheet, if required. . . . . . . .
. .Schedule G |
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